The Securities and Exchange Commission said Monday that Centaurus Financial Inc., one of its branch managers and a registered rep had reached a $1 million settlement in connection with unsuitable ...
LAFAYETTE — Centaurus 1, Colorado’s remaining swimming teams 0. No one made a bigger offseason splash than the Warriors, who have added swimmer extraordinaire Haley Rowley to an already on-the-rise ...
A former Centaurus Financial broker shuffled clients’ investments into a unit investment trust when more affordable options of the product were available, according to a settlement between the advisor ...
Is John Arnold losing his Midas touch? In 2011, his Houston-based hedge fund, Centaurus Energy Master Fund, rose “just” 7.07 percent, according to sources. This single-digit return came on the heels ...