Ask the Securities and Exchange Commission if it succeeded in its prosecution of Cutter Financial Group over allegations of self-dealing when the firm made more than $9 million in upfront commissions ...
Cutter Financial Group Clinches Best of Upper Cape Award 5 Years Running Cutter Financial Group Celebrates 5th Consecutive Win for Best Financial Planner in The Enterprise's Best of the Upper Cape ...
On August 23, 2023, the National Association for Fixed Annuities (NAFA) filed an amicus brief in the case of SEC v. Cutter Financial Group LLC in federal district court in Boston. The brief followed ...
A trial in the civil case brought by the U.S. Securities and Exchange Commission against Jeffrey Cutter and Cutter Financial Group of Falmouth could begin later this year or early next year, according ...
A Massachusetts financial advisor also licensed as an insurance agent is asking a judge to force the Securities and Exchange Commission to explain its stance on commission payments. In March 2023, the ...
Advisor Jeffrey Cutter is appealing the lone guilty verdict handed down last month in his trial in a Securities and Exchange Commission civil case. On April 23, a Massachusetts jury determined that ...
After five hours of deliberation, the jury found that Cutter Financial Group and its president, Jeffrey Cutter, liable for violating Section 206(2) of the Investment Advisers Act, which prohibits ...
We strive to help our clients build retirement systems through sound, sensible strategies. This award is a reflection of our team’s dedication to our clients, we're grateful for their trust & support.
FALMOUTH, Mass.--(BUSINESS WIRE)--A Nutter trial team received a jury verdict in their favor for Nutter’s client, Cutter Financial Group LLC (CFG), in a civil litigation trial with the U.S. Securities ...
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