Functional Regulation Explained: Benefits, Criticisms, and Comparisons

Understand functional regulation, its benefits, criticisms, and how it compares with institutional regulation. Learn about ...
Investopedia

Regulation P: What it Means, How it Works, Compliance

Will Kenton is an expert on the economy and investing laws and regulations. He previously held senior editorial roles at Investopedia and Kapitall Wire and holds a MA in Economics from The New School ...

Stablecoins vs. Bitcoin in 2026: Regulation, Realignment and the New Digital Asset Market Structure

What will the digital asset market look like in 2026, specifically for stablecoins versus bitcoin? The answer looks like the ...
Ars Technica

Financial institutions have 30 days to disclose breaches under new rules

The Securities and Exchange Commission (SEC) will require some financial institutions to disclose security breaches within 30 days of learning about them. On Wednesday, the SEC adopted changes to ...
Finextra

DORA Regulation: Mandatory ICT Risk Reporting for European Financial Institutions

On November 29, 2024, the European Commission introduced the Commission Implementing Regulation (EU) 2024/2956, laying down detailed technical standards for the application of Regulation (EU) ...
JD Supra

SEC Adopts Amendments To Regulation S-P

The updated Regulation S-P will require covered institutions to reevaluate current information security policies and procedures. In particular, the SEC will likely be imposing more scrutiny on how ...
JD Supra

Client Alert: Proposed SEC Amendments Will Require Regulated Companies to Scrutinize Cybersecurity Risks

As cyber-attacks and data breaches pose an increasing threat to market participants, the US Securities and Exchange Commission (“SEC”) has become increasingly focused on the cyber risks to the public ...
Dark Reading

Cyberthreats, Regulations Mount for Financial Industry

The cybersecurity landscape for financial institutions and finance technology (fintech) has changed dramatically in the past few years, and 2023 will likely be no different. In 2022, for example, ...
FedScoop

GOP lawmakers, financial leaders ‘leery’ of rushing AI rules on the sector

House Financial Services Committee Chairman Patrick McHenry, R-N.C., holds a hearing on AI in the financial and housing sectors on July 23, 2024, in Washington, D.C. (Screenshot from livestream of ...
Forbes

Financial Institutions: Considering Which Type Of AI To Use

In October, the White House released an executive order outlining steps toward safe, secure and trustworthy development and use of artificial intelligence. The executive order outlines specific AI ...
U.S. News & World Report

How Financial Regulation Affects Investors

A common public perception is that aspects of the financial sector are corrupt. And while films such as "The Wolf of Wall Street" and movements such as Occupy Wall Street have reinforced this view, ...